TIB signs the Barcelona Declaration on Open Research Information

diesen Beitrag auf Deutsch lesen

The Barcelona Declaration on Open Research Information published today, 16 April 2024, aims to emphasise the value of publicly accessible research information for the scientific community and for a transparent and fair assessment of its stakeholders and their resource allocation. TIB is one of the first signatories to this declaration. Here we would like to explain what this declaration means and why TIB supports it.

What is research information and why is it needed?

The term „research information“ describes the provision of metadata about actors, results and resources of the research system: e.g. researchers, research organisations (including funders), research projects, conferences, research data, research software or scientific monographs and journal articles. The description of these actors, results, and resources is essential for their visibility and discoverability. To avoid ineffective duplication of research, researchers should be able to identify the status of research and research projects carried out. They want to find out at which conferences they can present and discuss their findings. Funding bodies and research policy makers want to be able to recognise trends. The evaluation of research institutions and career decisions – for example in appointment procedures – are also partly based on research information.

Why open research information?

If research information is not freely available for the purposes mentioned above, a fair, inclusive and transparent scientific endeavour is not possible. If the basis for research evaluation – both the underlying metadata and the algorithms used – is not comprehensible, errors or gaps in the data cannot be identified and corrected. And then unfair and biased judgements cannot be countered in a meaningful way.

Open research information is also very useful from an institutional perspective. If you want to set up a research information system or enrich a library catalogue with citation counts or project metadata, the necessary metadata usually has to be created yourself or licensed for a lot of money. With a commons of open research information, everyone benefits from everyone’s contributions.

The Barcelona Declaration on Open Research Information

The Barcelona Declaration postulates four obligations for the signatory organisations. These commitments describe the handling of open research information, the infrastructure required for it and the steps needed to drive the transformation to open research information.

In the following paragraphs, we would like to show how and where the four commitments of the declaration are already being applied in the activities of TIB.

Commitment 1: We will make openness the default for the research information we use and produce

  • Openness will be the norm for the research information we use, for instance to assess researchers and institutions, to support strategic decision making, and to find relevant research outputs.
  • Openness will be the norm for the research information we produce, for instance information about our activities and outputs, with an exception for information for which openness would be inappropriate (‘as open as possible, as closed as necessary’).
TIB has made it possible to find relevant research results since its foundation. In addition to cataloguing by TIB, various open data sources are also used to supplement and enrich our bibliographic data. These include, for example, 1.2 million works from the Bielefeld Academic Search Engine (BASE) and around 1.4 million works from DataCite. With the B!SON service, we enable authors to easily find thematically suitable open access journals for their article submissions. The service uses open research information from DOAJ and OpenCitations.

The metadata of the TIB portal is available as open research information. All bibliographic data from the fields of technology and natural sciences (TIBKAT data) recorded by TIB for the library catalogue as well as the metadata of the electronic holdings freely available via the TIB portal are published on a regular basis. This currently comprises around 42.6 million entries (of which 5.4 million are from TIBKAT). The data is available as a dump in various formats or via various interfaces, which are documented in a public wiki. An OAI-PMH interface is also available, for example to retrieve the bibliographic description of a work via Open Linked Data in libraries in machine-readable form. Further information can be found at https://www.tib.eu/de/services/open-data.

Another example is the Open Research Knowledge Graph (ORKG), in which the content of scientific publications can be described and analysed in detail. The ORKG is based entirely on open principles and makes all metadata available via open interfaces. Various options are available for export: a complete dump, an interface, a SPARQL interface and even a Python library created specifically for working with the ORKG.

Commitment 2: We will work with services and systems that support and enable open research information

  • For publishing services and platforms, we will require that research information generated in publication processes (e.g., metadata of research articles and other outputs) be made openly available through open scholarly infrastructures, using standard protocols and identifiers where available.
  • For systems and platforms for the internal management of research information (e.g., current research information systems), we will require that all relevant research information can be exported and made open, using standard protocols and identifiers where available.
TIB’s AV-Portal is celebrating its 10th birthday. Since 2016, the metadata of the AV portal has been published under a CC0 licence. This means that the descriptions of a total of 46,000 videos from the scientific community are freely available and reusable. The metadata dumps include publisher, title, DOI, licence, and subject indexing. The data model is explained in detail on the website https://av.tib.eu/opendata in order to simplify the reuse option and keep it transparent. Our Diamond Open Access publisher TIB Open Publishing makes the metadata of the publications freely available and uses open research information standards such as DOI, ORCID, and ROR.

TIB is a key player in the national and international landscape of persistent identifiers (PIDs). Whether in the founding of DataCite, in the ORCID consortium service or in initiatives to create identifiers for conferences: the aim of these activities is always open metadata that can be uniquely and persistently referenced. In this way, research institutions are supported in setting up and expanding their own databases and research information systems. We are also involved in the development of open source software that is used to operate research information systems or publication platforms. In addition to our services and activities relating to the open source research information system VIVO, there are also various extensions to the journal management software Open Journal Systems (OJS) to capture metadata directly in the publication process and make it freely available and machine-readable.

Commitment 3: We will support the sustainability of infrastructures for open research information

  • We take responsibility for supporting infrastructures for open research information, for instance by participating in community building and community governance and by providing fair and equitable contributions to the financial stability and development of these infrastructures.
  • We expect the infrastructures that we support to implement good practices for community governance and sustainability (e.g., Principles of Open Scholarly Infrastructure).
TIB has a long tradition of collaboration with new and established players in the research infrastructure landscape. An early and prominent example of this is the establishment of the DOI registry DataCite. Since its foundation in 2009, the non-profit organisation has established sustainable governance structures and, in cooperation with its members, developed an internationally accepted metadata standard for the description and permanent referencing of digital objects. The metadata linked to these objects is freely reusable. In addition, TIB has actively contributed to the establishment and dissemination of the Open Researcher and Contributor ID (ORCID) in Germany through its participation in the DFG-funded ORCID-DE project. TIB leads the German ORCID consortium with over 80 institutional members from the German scientific community and supports the integration of the PID service into their infrastructures.

Where we are involved in infrastructures through collaboration or co-financing, we expect a sustainable and community-based form of organisation.

Commitment 4: We will support collective action to accelerate the transition to openness of research information

  • We recognize the importance of sharing experiences and coordinating action to promote a system-wide transition from closed to open research information.
  • To facilitate this, we support establishing a Coalition for Open Research Information and strengthening collaboration with other related initiatives and organizations.
We are already active in various networks and initiatives in the field of open research information. This ranges from networking activities such as PID Network Germany to participation in the Commission for Research Information in Germany (KFID), the DINI Working Group on Research Information and Systems, and support for revision of standards such as CERIF. However, this also includes professional exchange at relevant conferences and communication on the topic, for example here in the blog.

The field of research information is changing. New players are establishing themselves, and openness is being discussed more than ever. A global coalition for open research information is useful and necessary to drive this transformation and steer it in a meaningful direction. In the words of Sören Auer, Director of TIB:

Openness is a core value for TIB, and research information is the basis of our work both as a research organisation and as a provider of scientific infrastructure. The general availability of freely usable metadata on scholarly processes, actors and output promotes transparency and visibility for science in society as well as the transfer of innovation and knowledge to the economy. The signing of the Barcelona Declaration is therefore the right and necessary first step towards a global coalition for open research information.

Sören Auer

... arbeitet im Open Science Lab der TIB und beschäftigt sich dort (überwiegend) mit offenen Forschungsinformationen und Open Science. Weitere Informationen: https://tib.eu/christianhauschke

... works at TIB PID Competence Center.
https://orcid.org/0000-0002-0474-2410

... leitet den Bereich Publikationsdienste der TIB und koordiniert deren Open-Access-Aktivitäten.

https://orcid.org/0000-0002-5111-2788